The NSCP’s Essential Compliance Resource Modules

Based in Los Angeles, California, Sylvia M. Scott currently serves as a partner and the head of the securities regulation practice group with Freeman Freeman and Smiley, LLP. Sylvia M. Scott also utilizes her expertise in compliance regulation and securities and has been a presenter with the National Society of Compliance Professionals (NSCP).

Among its many educational resources, the NSCP offers a series of Essential Compliance Resource (ECR) modules. ECR modules are developed by experts in the industry to help prepare professionals to deal with the fluctuations and intricacies of compliance regulation.

Focused on six main subjects, ECR modules include instructional documents and videos to assist professionals with tasks such as implementing proxy voting regulations and successfully preparing for an SEC audit. The modules also cover ERISA policies, information technologies in the compliance field, and due diligence procedures.


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